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Keyword: "insider trading"
YOUR SEARCH PRODUCED 27 MATCHES.
Why Insider Trading Is Hard to Define, Prove and Prevent
Author: Knowledge@Wharton
Product Type: Journal Articles
Source: Knowledge@Wharton
Publication Year: 2009
Aside from being the most sensational insider trading case of recent years, and the biggest ever to involve a hedge fund, the Galleon case raises questions about what exactly constitutes insider trading...
Insider Trading Quiz
Authors: Paine, Lynn Sharp; Bruner, Christopher M.
Product Type: Exercises
Source: Harvard Business School
Publication Year: 2005
Designed to reinforce and test understanding of basic theories of insider trading under U.S. law.
Note on Insider Trading Liability
Authors: Bruner, Christopher M.; Paine, Lynn S.
Product Type: Research Notes / Working Papers
Source: Harvard Business School
Publication Year: 2004
Provides a general description and overview of U.S. law on insider trading, including the basic theories of liability, the responsibilities of securities firm managers to prevent and detect insider trading, and potential penalties...
Insider Trading in India: Lessons to Learn from the US
Author: Ratna, Garima
Product Type: Cases
Source: Amity Research Centre
Publication Year: 2013
The celebrated Rajat Gupta case had stirred the stock market community as well as the legal fraternity around the world. It threw floodlights on the widely rampant but hardly acknowledged issue of insider trading...
Warrant Out for Pakistani Banker
Author: Masters, Brooke
Product Type: Magazine / Newspaper Articles
Source: The Financial Times
Publication Year: 2007
Ajaz Rahim, 47, was charged with 25 counts of insider trading and one of conspiracy. If convicted, he faces up to 20 years in prison for each insider trading count and five years for the conspiracy charge. The deals include the sales of TXU Corp...
Martha Stewart (A, B, C)
Authors: Paine, Lynn S.; Bruner, Christopher M.
Product Type: Cases
Source: Harvard Business School
Publication Year: 2006
Explores Martha Stewart's December 2001 sale of ImClone Systems common stock, the ensuing federal investigations into possible insider trading, and Stewart's criminal prosecution and sentencing...
Insider Trading 2011: How Technology and Social Networks Have 'Friended' Access to Confidential Information
Author: Knowledge@Wharton
Product Type: Journal Articles
Source: Knowledge@Wharton
Publication Year: 2011
Raj Rajaratnam, founder of the Galleon Group hedge fund in New York, has been found guilty on all counts in one of the largest insider trading cases in U.S history. Amid the discussions on that case and on insider trading generally, the role of technology in communicating information has often been overlooked.
Anheuser-Busch and Campbell Taggart (Abridged)
Author: Sirri, Erik
Product Type: Cases
Source: Harvard Business School
Publication Year: 1993
In 1984, the SEC accused Paul Thayer and eight others of insider trading. Some of Thayer's inside information came from his position on the board of Anheuser-Busch, where he had learned about Busch's 1982 merger with Campbell Taggart before the merger was publicly announced.
Barry Fine
Authors: Wicks, Andrew C.; Shinewald, Jeremy; Mead, Jenny
Product Type: Cases
Source: Darden School of Business
Publication Year: 2004
What does a nonprofit do when its major donor is indicted on insider trading?
Chinese Business Mogul Sentenced to Prison
Author: Wines, Michael
Product Type: Magazine / Newspaper Articles
Source: The New York Times
Publication Year: 2010
A high-school dropout who built the Chinese home appliance chain Gome into a multibillion-dollar empire was sentenced to 14 years in prison on Tuesday after being convicted of insider trading, bribery and other crimes, government prosecutors reported.
The Collapse of Enron
Author: Lawrence, Anne T.
Product Type: Cases
Source: Published by McGraw-Hill/Irwin, an imprint of The McGraw-Hill Companies, Inc., 1221 Avenue of the Americas, New York, NY 10020
Publication Year: 2003
This case focuses on the bankruptcy of Enron Corporation and permits students to construct an analysis of the external and internal causes of Enron's collapse.
Was Insider Trading Ahead of Takeovers a Problem?
Authors: Foerster, Stephen R.; King, Michael R.; Sonmez, Fatma
Product Type: Cases
Source: Richard Ivey School of Business
Publication Year: 2012
On January 6, 2010, Stanko Grmovsek was sentenced to three years and three months in prison for making profits of an estimated US$9 million over 14 years based on insider tips from his best friend from law school...
Insider Trading: Law, Trust, and Prevention
Authors: Seyedin-Noor, Bahram; O'Brien, Hollis
Product Type: Policy and Issue Reports
Source: Santa Clara University
Publication Year: 2010
A white paper produced for the Center’s Business and Organizational Ethics Partnership analyzes the new focus on insider trading at the SEC and suggests ways for businesses to avoid problems.
Insider Trading Preceding Goodwill Impairments
Authors: Muller, Karl A. III; Neamtiu, Monica; Riedl, Edward J.
Product Type: Research Notes / Working Papers
Source: Harvard Business School
Publication Year: 2009
We investigate whether insiders strategically sell shares prior to the disclosure of goodwill impairment losses.
I Was Greedy, Too
Author: Coutu, Diane L.
Product Type: Journal Articles
Source: Harvard Business Review
Publication Year: 2003
Why did so many of us fall prey to greed? Can we be sure it won't happen again?
The Securities and Exchange Commission (SEC)
Author: The SEC
Product Type: Web Sites
Source: U.S. Securities and Exchange Commission
Publication Year: 2011
The SEC is responsible for implementing a series of regulatory initiatives required under the Dodd-Frank Wall Street Reform and Consumer Protection Act.
The Good Bookkeepers
Author:
Product Type: Magazine / Newspaper Articles
Source: Forbes.com
Publication Year: 2007
Trust in free-market capitalism requires that shareholders and other stakeholders in the system have confidence in the probity of companies. Discusses what it takes to be one of the most trustworthy U.S. companies...
Texas Gulf Sulphur
Authors: Reiling, Henry B.; Camargo, Maria M.
Product Type: Cases
Source: Harvard Business School
Publication Year: 2006
Employees, officers, and directors of Texas Gulf Sulphur acquired or tipped off others to acquire common stock or options before and concurrent with the announcement of a major discovery of ore.
10b5-1 Plans: Mortgaging a Defense against Insider Trading
Authors: Larcker, David F.; Tayan, Brian
Product Type: Cases
Source: Stanford Graduate School of Business
Publication Year: 2007
This case is designed for a discussion of insider trading regulations and the safe haven provisions of 10b5-1. Readers of the case are expected to consider from the perspective of shareholders, corporate boards and regulators the appropriate restrictions that should be placed on executive stock sales and specifically what constitutes trading on the basis of material nonpublic information.
Graduating MBAs Are Ill Equipped to Lead Firms in Uncertain Times
Author: Samuelson, Judith
Product Type: Magazine / Newspaper Articles
Source: Huffington Post
Publication Year: 2011
As commencement season shifts into high gear, it is worth asking: Has graduate education, in particular finance courses, prepared MBA students to steer us away from future crises, in what are sure to be even more volatile times? As someone who has made it my mission to retool the business curriculum at MBA programs around the world, when it comes to finance, at least so far, I fear the answer is 'no'-- the heavy lifting is still ahead.
Royal Group Technologies
Authors: Bryant, Murray J.; Mark, Ken
Product Type: Cases
Source: Richard Ivey School of Business
Publication Year: 2011
The Royal Group Technologies case provides information on the insider trading and other allegations faced by the former executive officer and the company's management team. By the early 2000s, stakeholders were starting to question some of management's practices, including awarding themselves high levels of compensation and engaging in related party transactions.
Case Study Hypothetical—You Are the Audit Committee Chair
Authors: American Institute of Certified Public Accountants; Walter, Robert W.
Product Type: Books / Book Chapters
Source: "Corporate Ethics for Financial Managers-Navigating With Case Studies and Practical Solutions," Chapter 8: "Case 8-Precious Mining Inc.: You Are the Audit Committee Chair." By Robert W. Walter, J.D. © 2003 by the American Institute of Certified Public Accountants, Inc., New York, New York.
Publication Year: 2003
As Congress, the Justice Department and the SEC began to investigate corporate scandals at Adelphia, Enron, HealthSouth, Qwest, Sunbeam, Tyco, Worldcom, Xerox and other well-known public companies, one clear consensus seemed to emerge: in nearly all of these cases, the board of directors and the audit committee were apparently "asleep at the switch."
Introduction to Business Law
Authors: Cohen, Jake; Diakhate, Myriam
Product Type: Syllabi
Source: INSEAD, MBA Programme
Publication Year: 2007
The course will be useful for MBA students who intend to become general managers, advisors to senior managers, board members, or board advisors such as investment bankers and consultants. Please note that the course will concentrate primarily on US law with some discussions on EU law.
Search of the Week Archive
Author: The Aspen Institute Center for Business Education
Product Type:
Source: The Aspen Institute Center for Business Education
Publication Year: 2011
The following is a list of CasePlace.org’s Searches of the Week.
Training Managers for the Future
Author: Gentile, Mary C.
Product Type: Essays and Concept Papers
Source: The Aspen Institute Center for Business Education; E Journal USA
Publication Year: 2005
In the wake of a new series of corporate scandals – Enron, Tyco, WorldCom, Arthur Andersen – business educators in the United States are once again facing difficult questions about their ability to prepare future managers to lead their organizations responsibly and ethically. I say “once again,” because we have been here before. There were the insider trading scandals of the 1980s, and the defense industry scandals before that...
Ethics and the Pharmaceutical Industry
Authors: Santoro, Michael A.; Gorrie, Thomas M.
Product Type: Books / Book Chapters
Source: Cambridge University Press
Publication Year: 2005
Despite the pharmaceutical industry's notable contributions to human progress, including the development of miracle drugs for treating cancer, AIDS, and heart disease, there is a growing tension between the industry and the public. Debates are raging over how the industry can and should be expected to act...
Ameritrade Holding Corporation
Author: Meulbroek, Lisa
Product Type: Cases
Source: Harvard Business School
Publication Year: 2000
Some of the senior managers at Ameritrade, an Internet brokerage firm, are selling their holdings in the firm. Why are the managers selling, how will it affect shareholders, and what should the CEO do about it?
YOUR SEARCH PRODUCED 27 MATCHES.