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Keyword: "insider trading"
YOUR SEARCH PRODUCED 27 MATCHES. PAGE 2 of 3 Items 11-20 of 27
10b5-1 Plans: Mortgaging a Defense against Insider Trading
Authors: Larcker, David F.; Tayan, Brian
Product Type: Cases
Source: Stanford Graduate School of Business
Publication Year: 2007
This case is designed for a discussion of insider trading regulations and the safe haven provisions of 10b5-1. Readers of the case are expected to consider from the perspective of shareholders, corporate boards and regulators the appropriate restrictions that should be placed on executive stock sales and specifically what constitutes trading on the basis of material nonpublic information.
Warrant Out for Pakistani Banker
Author: Masters, Brooke
Product Type: Magazine / Newspaper Articles
Source: The Financial Times
Publication Year: 2007
Ajaz Rahim, 47, was charged with 25 counts of insider trading and one of conspiracy. If convicted, he faces up to 20 years in prison for each insider trading count and five years for the conspiracy charge. The deals include the sales of TXU Corp...
The Good Bookkeepers
Author:
Product Type: Magazine / Newspaper Articles
Source: Forbes.com
Publication Year: 2007
Trust in free-market capitalism requires that shareholders and other stakeholders in the system have confidence in the probity of companies. Discusses what it takes to be one of the most trustworthy U.S. companies...
Introduction to Business Law
Authors: Cohen, Jake; Diakhate, Myriam
Product Type: Syllabi
Source: INSEAD, MBA Programme
Publication Year: 2007
The course will be useful for MBA students who intend to become general managers, advisors to senior managers, board members, or board advisors such as investment bankers and consultants. Please note that the course will concentrate primarily on US law with some discussions on EU law.
Texas Gulf Sulphur
Authors: Reiling, Henry B.; Camargo, Maria M.
Product Type: Cases
Source: Harvard Business School
Publication Year: 2006
Employees, officers, and directors of Texas Gulf Sulphur acquired or tipped off others to acquire common stock or options before and concurrent with the announcement of a major discovery of ore.
Martha Stewart (A, B, C)
Authors: Paine, Lynn S.; Bruner, Christopher M.
Product Type: Cases
Source: Harvard Business School
Publication Year: 2006
Explores Martha Stewart's December 2001 sale of ImClone Systems common stock, the ensuing federal investigations into possible insider trading, and Stewart's criminal prosecution and sentencing...
Ethics and the Pharmaceutical Industry
Authors: Santoro, Michael A.; Gorrie, Thomas M.
Product Type: Books / Book Chapters
Source: Cambridge University Press
Publication Year: 2005
Despite the pharmaceutical industry's notable contributions to human progress, including the development of miracle drugs for treating cancer, AIDS, and heart disease, there is a growing tension between the industry and the public. Debates are raging over how the industry can and should be expected to act...
Insider Trading Quiz
Authors: Paine, Lynn Sharp; Bruner, Christopher M.
Product Type: Exercises
Source: Harvard Business School
Publication Year: 2005
Designed to reinforce and test understanding of basic theories of insider trading under U.S. law.
Training Managers for the Future
Author: Gentile, Mary C.
Product Type: Essays and Concept Papers
Source: The Aspen Institute Center for Business Education; E Journal USA
Publication Year: 2005
In the wake of a new series of corporate scandals – Enron, Tyco, WorldCom, Arthur Andersen – business educators in the United States are once again facing difficult questions about their ability to prepare future managers to lead their organizations responsibly and ethically. I say “once again,” because we have been here before. There were the insider trading scandals of the 1980s, and the defense industry scandals before that...
Note on Insider Trading Liability
Authors: Bruner, Christopher M.; Paine, Lynn S.
Product Type: Research Notes / Working Papers
Source: Harvard Business School
Publication Year: 2004
Provides a general description and overview of U.S. law on insider trading, including the basic theories of liability, the responsibilities of securities firm managers to prevent and detect insider trading, and potential penalties...
YOUR SEARCH PRODUCED 27 MATCHES. PAGE 2 of 3 Items 11-20 of 27