YOUR SEARCH :
Industry: Finance and Insurance
Keyword: regulation
(remove all)
YOUR SEARCH PRODUCED 82 MATCHES. PAGE 3 of 9 Items 21-30 of 82
The Investment Bank Job: The U.S. Securities and Exchange Commission v. Goldman Sachs
Author: Schrieber, Andrew
Product Type: Cases
Source: Kenan Institute for Ethics at Duke University
Publication Year: 2011
This case study examines the evolution of the modern financial industry and the organizational and structural shifts within Wall Street banks that led to the crisis at Goldman Sachs.
Greed, Negligence, or System Failure? Credit Rating Agencies and the Financial Crisis
Author: Selig, Kevin
Product Type: Cases
Source: Kenan Institute for Ethics at Duke University
Publication Year: 2011
Credit rating agencies are responsible for rating the credit-worthiness of a wide variety of investment opportunities. While the agencies’ failure (out of greed or negligence) to properly assess the risk of these instruments leading up to the 2008 financial crisis is well-known, this case explores more encompassing systemic factors, including shifts in corporate culture, that led both to agency failures and the global financial crisis.
Lessons Learned? Brooksley Born & the OTC Derivatives Market (A, B)
Authors: Rose, Clayton; Lane, David
Product Type: Cases
Source: Harvard Business School
Publication Year: 2010
On May 7, 1998, the U.S. Commodity Futures Trading Commission, chaired by Brooksley Born, issued a "Concept Release," inviting public comment on the relevance and appropriateness of existing regulation of the over-the-counter (OTC) derivatives market, a market with a notional value of $29 trillion dollars. The Release was not welcomed by other regulators or by the Clinton administration. The case objective is to understand one of the failures that contributed to the financial crisis and to explore what policy makers, regulators and business leaders could have done differently.
Freddie Mac: Managing in Conservatorship
Authors: Kaplan, Robert S.; Nohria, Nitin; Creo, Ben
Product Type: Cases
Source: Harvard Business School
Publication Year: 2010
The Chief Executive Officer of Freddie Mac is facing a challenge: to lead Freddie Mac, build its culture, upgrade its operations and generally prepare the organization for re-emerging from conservatorship. In the background, housing prices continue to deteriorate and the company continues to lose money.
Note: Regulation of Hedge Fund Managers in the U.K. Before and After the Global Financial Crisis
Authors: Pozen, Robert C.; Hammerle, Melissa
Product Type: Notes
Source: Harvard Business School
Publication Year: 2010
This note will examine the regulatory framework for hedge funds in the United Kingdom (UK) before and after the financial crisis of 2008.
The Future of Finance
Authors: Turner, Adair; Haldane, Andrew; Woolley, Paul; Wadhwani, Sushil; Goodhart, Charles; Smithers, Andrew; Large, Andrew; Kay, John; Wolf, Martin; Boone, Peter; Johnson, Simon; Layard, Richard
Product Type: Policy and Issue Reports
Source: London School of Economics and Political Science
Publication Year: 2010
The financial crash of 2008-9 has been the most damaging economic event since the Great Depression – affecting the lives of hundreds of millions of people. The most immediate problem now is to prevent a repeat performance.
Note on the Banking Industry
Authors: Rose, Clayton; Waggoner, Scott
Product Type: Notes
Source: Harvard Business School
Publication Year: 2010
This Note provides an overview of the structure and function of the Banking industry, with a primary focus on the U.S. It was designed to support the HBS MBA course "Managing the Financial Firm."
Note on the Asset Management Industry
Authors: Rose, Clayton; Waggoner, Scott
Product Type: Notes
Source: Harvard Business School
Publication Year: 2010
This Note provides an overview of the structure and function of the Asset Management industry, with a primary focus on the U.S. It was designed to support the HBS MBA course "Managing the Financial Firm."
Post-Crisis Compensation at Credit Suisse (A, B, C)
Authors: Rose, Clayton; Sesia, Aldo
Product Type: Cases
Source: Harvard Business School
Publication Year: 2010
On October 20, 2009 Brady Dougan, the CEO of Credit Suisse Group, announced a new compensation plan for the bank. The announcement had followed quickly on the heels of the G-20 meeting the prior month where, in the wake of the financial crisis, the major governments had laid out a set of guidelines for compensation in the financial industry.
The EC Rains on Oracle/Sun
Author: Goldberg, Lena G.
Product Type: Cases
Source: Harvard Business School
Publication Year: 2010
Oracle's proposed acquisition of Sun was on a fast track until the EC's antitrust concerns about open-source MySQL ignited a transatlantic war of words delaying the deal.
YOUR SEARCH PRODUCED 82 MATCHES. PAGE 3 of 9 Items 21-30 of 82